by Col. Adolf Carlson
It would be incorrect to say, of course, that no Americans were
interested in military developments in the post-Civil War years. During
the Grant administration, largely at the initiative of the Army's
Commanding General, William T. Sherman, American officers began a
program of visits to Europe. Few of these officers went there with an
open, inquisitive mind: their Civil War experience had produced a
profound complacency. Typical was the report of General Phil Sheridan,
who toured with the Prussian Field Marshall Moltke's headquarters
during the Franco-Prussian War and reported back to President Grant
that "there is nothing to be learned here professionally."
[9]
But in 1875, Sherman sent a much more astute observer: a
West Point instructor, graduate of the class of 1861, and hero of the
battle of Spottsylvania, named Emory Upton.
The orders Secretary of War Belknap sent to Upton must have
seemed fantastic to the young veteran. He was to travel from West Point
to San Francisco, and from there around the world to survey the world's
armies. His report, completed in 1877, is a detailed assessment of the
armies of Japan, China, India, Persia, Italy, Russia, Austria, Germany,
France, and England. [10]
Upton concluded with a number of recommendations which
"we should adopt as indispensable to the vigorous successful, and
humane prosecution of our future wars."
[11]
These initiatives included universal military service, a strong regular
army, a modern reserve system in lieu of the volunteer system of the
Civil War, a "War Academy" to teach officers the art of war, and a
general staff. [12]
Upton based his conclusions on an analysis of cost, arguing that
an efficient military establishment in peacetime, with trained armies and
competent staffs, will reduce the wartime need for expensive
mobilization and keep casualties to a minimum.
[13]
Upton based much of his analysis on his analysis of the Wars of
German Unification (Figure 1).
Figure 1: Upton's Analysis, Illustrating that the Lack of a Strong Regular Army Was in Fact a False Economy.
In Upton's words: Twenty thousand regular troops at Bull Run would have
routed the insurgents, settled the question of military resistance, and
relieved us from the pain and suspense of four years of war.
[14]
Unfortunately, these initiatives were at variance with American
military tradition. Upton conceded that:
recognizing, in the fullest degree, that our present geographical
isolation happily relieves us from the necessity of maintaining a large
standing army, I have sought to present the best system to meet the
demands of judicious economy in peace, and to avert unnecessary
extravagance, disaster, and bloodshed in time of war. [15]
Sherman's comment on Upton's report, penciled on the cover, was
that his ideas were sound, but:
I doubt if you will convince the powers that be ... The time may
not be now, but will come when these [conclusions] will be
appreciated ....[16]
Significantly, most of Upton's arguments were based upon his
analysis of the Prussian victories over the Austrians and the French, but
he also warned that:
Japan is no longer contented with progress at home [and] is destined to
play an important part in the history of the world.
[17]
Upton was transferred to the Presidio of San Francisco, where he
developed what was probably a brain tumor. Tortured by the pain, he
took his own life in 1881. The tragedy of Upton's death was that he
believed that his life had been in vain and that his life's work would go
forever unread.
During his life, Upton corresponded with other likeminded
military reformers, among whom was Commodore Stephen B. Luce,
USN. In the Civil War, Luce had commanded a Federal monitor, a part
of a fleet trying to reduce the harbor defenses of Charleston. This was
one of the most expensive and frustrating naval operations of the Civil
War, because the Charleston defenses were wellconstructed, and even
when they were seriously damaged they were still strong enough to keep
the Union navy at bay. When Sherman's army later took Charleston with
ease from the landward side, Luce began to question the adequacy of
the education of U.S. naval officers. Until that time naval officers learned
little more than seamanship and gunnery, and nothing about naval
strategy. As Luce put it, a naval officer should "not only know how to
fight his own ship ... he should have some idea of the principles of
strategy." [18]
Luce's ideas were in keeping with prevailing American opinion
about commerce and the government's responsibility to protect
commerce, and unlike Upton, Luce found a supportive audience. He
convinced the Navy Department to institute the Naval War College, in
Newport RI, with himself installed as its first president. Luce then set
out, to find "that master mind who will lay the foundations of [naval]
science, and do for it what Jomini has done for the military science."
[19]
Luce found his man in Captain Alfred Thayer Mahan, who in
1890, published one of the most influential books of its time, The
Influence of Sea Power upon History. Mahan argued that to
realize its true greatness, the United States would have to change its
continental orientation in favor of a global, maritime outlook. To do this
with an acceptable degree of security, the navy would have to transform
itself from a coastal defense force, augmented by commerce raiders,
into an ocean-going force built around a fleet of capital ships. The size
and capabilities of the fleet should be decided based upon the Royal
Navy, the world's premier navy. These analyses at the Naval War
College were the precursors of American peacetime war planning.
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