by Steven Metz
After Vietnam there was no presidential pressure to
focus the Pentagon's attention on counterinsurgency. Without a
strategic rationale, the Army relegated counterinsurgency to its
periphery, the flame barely kept burning by a handful of
concerned experts, most with Vietnam experience.
[31]
The 1981 version of basic Army doctrine for low-intensity
conflict did not even use the word "counterinsurgency."
[32]
Admittedly, there were good reasons for this:
conventional warfighting capabilities had declined
precipitously, and Europe and Southwest Asia posed more
pressing threats than Third World insurgency. The Carter policy
in the Third World placed greater emphasis on human rights
than containment. The leaders of ongoing insurgencies in
places such as Nicaragua and Zimbabwe appeared less
solidly pro-Soviet than their predecessors. Together, these
considerations led President Jimmy Carter to conclude that the
cost and risks of American engagement in counterinsurgency
such as the strengthening of corrupt, illegitimate, and
repressive regimes outweighed the risks of insurgent victory.
Luckily, when perceptions of the strategic situation
began to change, there was residual expertise within the
military and Department of Defense. The flame had been kept
alive. The motive for the reconstitution of counterinsurgency
capability was the growth of pro-Soviet regimes throughout the
Third World, especially the Sandinista victory in Nicaragua,
gains by communist insurgents in Guatemala, and the near-
victory of the Cuban-backed Frente Farabundo Marti de Liberaci6n Nacional
(FMLN) in El Salvador. "Death by a thousand small cuts" again
found articulate and influential spokesmen such as Secretary of
State Alexander Haig and U.S. Ambassador to the United Nations
Jeane Kirkpatrick. In a critique of the Carter administration's
tolerance of leftist political movements in the Third World, Dr.
Kirkpatrick wrote, "violent insurgency headed by Marxist
revolutionaries is unlikely to lead to anything but totalitarian tyranny.
[33]
In rhetoric reminiscent of Kennedy and his top advisors,
Secretary Haig argued that Americans should be concerned "about
illegal Soviet interventionism in El Salvador, in Africa, in the Middle
East, in Southeast Asia, and wherever international law is violated
and the rule of force is applied against people who are seeking self-
determination and social change."
[34]
"We cannot," he stated, "ignore Soviet activity in the developing
nations because our passivity alters the calculations of other
countries. It makes further Soviet expansion or Soviet-backed
destabilization appear to be inevitable. It gives the appearance-and
it is no more than an appearance-that Marxism in the Soviet mode
is the wave of the future." [35]
Such statements offered an indication of the administration's
intent and a renewed strategic rationale for counterinsurgency.
As during the Kennedy administration, high-level attention
and the existence of a strategic rationale energized the military. For
instance, by the late 1970s counterinsurgency had become a "non-
subject" in the military educational system.
[36]
In the 1980s, it was reintroduced with systematic attempts
to integrate the lessons of Vietnam. The Army's Special Warfare
Center, the School of the Americas, and the Air Force's Special
Operations School expanded their offerings on counterinsurgency.
Eventually the Navy added a program on low-intensity conflict at its
Postgraduate School sponsored by the United States Special
Operations Command (USSOCOM). The services created
"proponency offices" to coordinate thinking and education on low-
intensity conflict. [37]
The Army and Air Force established a Center for Low-
Intensfty Conflict (AAFCLIC) at Langley AFB. Army Special
Operations Forces and the foreign area officer program, both
major contributors to counterinsurgency support operations, grew.
The Senate Armed Services Committee, a particularly strong advocate of
organizational change, forced the Department of Defense to name
an Assistant Secretary of Defense for Low-Intensity Conflict and
Special Operations (ASDSOLIC) and create USSOCOM.
Recognizing the need for coherent strategy and policy, the Senate
panel urged the National Security Council to forma low-intensity
conflict board. [38] The
Central Intelligence Agency also augmented its covert action
capability which includes support to counterinsurgency.
[39]
The explosion of thinking and debate about low-intensity
conflict was even more important than institutional reform. A
number of serving and former government officials, retired officers,
and analysts at government-related think tanks began to write on
low-intensity conflict.
[40]
Articles on counterinsurgency returned in force to military
publications such as Military Review, Parameters, and Marine
Corps Gazette after a decade-long hiatus. The Department of
Defense and the military services sponsored major studies and
workshops. [41] Congress
held hearings. [42] As a
result, a working consensus on appropriate post-Vietnam
counterinsurgency strategy and doctrine eventually emerged.
[43]
Conceptually, the Reagan policy echoed Kennedy's by
stressing the relationship of Third World conflict to the superpower
struggle. Secretary of State George Shultz could have been
reading from Kennedy administration policy statements when he
noted that low-intensity conflict "proliferated, in part, because of our
success in deterring nuclear and conventional war ... Low-intensity
warfare is [our enemies'] answer to our conventional and nuclear
strength--a flanking maneuver in military terms."
[44]
As in the Kennedy administration, Reagan advisors were
divided between hard-liners that stressed the wider geostrategic
dimension of low-intensity conflict and the role of outside agitators,
especially the Soviet Union and Cuba, and moderates who focused
on internal causes of insurgency. The compromise which ensued
was exactly the same as during the 1960s. Reagan's 1987
National Security Strategy, for instance, noted that the major
causes of low-intensity conflict were "instability and lack of political
and economic development in the Third
World" which provided "fertile ground..for groups and nations
wishing to exploit unrest for their own purposes."
[45]
The Reagan counterinsurgency strategy blended "carrots"
and "sticks," simultaneously promoting democracy, development,
dialogue, and defense. [46]
However, it was less globally ambitious than the Kennedy
policy, with a clear focus on Central America and the Caribbean
and, like its pre-Vietnam predecessor, attempted to resist
escalation. The 1987 National Security Strategy, for instance,
stated that indirect applications of American military power,
particularly security assistance, were appropriate for low-intensity
conflict. [47]
The limits on American involvement in counterinsurgency
were made even more explicit when the 1988 National Security
Strategy emphasized that U.S. engagement in low-intensity conflict
"must be realistic, often discreet, and founded on a clear
relationship between the conflict's outcome and important U.S.
national security interests." [48]
For the Army and Air Force, the counterinsurgency
experience of the Reagan administration was eventually codified
with the 1990 release of FM 100-20/AFM 3-20, Military
Operations in Low-intensity Conflict. Success in low-intensity
conflict, according to this doctrine, is based on five "imperatives":
political dominance, unity of effort, adaptability, legitimacy, and
perseverance. [49]
The pivotal concept is legitimacy defined in a quintessential
Western, rationalistic style. This assumes the people of a country
facing insurgency will decide whether the government or the rebels
can give them the "best deal" in terms of goods and services, and
then support that side. Following this, U.S. activity in
counterinsurgency is based on the internal defense and
development (IDAD) strategy under which the host government
"identifies the genuine grievances of its people and takes political,
economic, and social actions to redress them."
[50]
But while FM 100-20, like the National Security Strategy,
noted that the U.S. military role in counterinsurgency would
"normally center on security assistance program administration," it
did not rule out direct tactical involvement of U.S. forces even
though admitting this "will be rare." Similarly, tactical-level doctrine
stated,
The introduction of US combat forces into an insurgency to conduct
counterguerrilla operations is something that is done when all other
US and host country responses have been inadequate. US combat
forces are never the first units into a country. They are normally the last.
[51]
The gate to escalation, then, was narrower than in 1965, but
not closed entirely.
Just as Southeast Asia offered a laboratory for Kennedy's
version of counterinsurgency, Central America, especially El
Salvador, provided a testbed for the development of post-Vietnam
counterinsurgency strategy and doctrine. If there was ever a nation
"ripe for revolution," it was El Salvador in the late 1970s. Like much
of Central America, El Salvador had a weak economy dependent
on commodity exports, badly maldistributed land and wealth, a
history of authoritarian government and military intervention in
politics, widespread corruption, and violent suppression of political
opposition. The nation had occasionally attempted to develop an
open political system, but without success. Democracy, according
to Salvadoran political leader Guillermo M. Ungo, was "a cruel and
painful deceit to Salvadorans. "
[52]
Furthermore, El Salvador's extreme population density
made things even worse than in neighboring states like Honduras,
Guatemala, and Nicaragua. All of the pathologies of Central
America were thus distilled in one small country.
Aided by substantial shipments of American military
equipment left in Vietnam a decade earlier and shipped to El
Salvador by way of Nicaragua, the FMLN guerrillas quickly became
"one of the most combat-effective insurgent organizations in
Central America, if not all Latin America."
[53]
By late 1980 they controlled large areas of three northern
provinces, and in January 1981 launched a "final offensive"
designed to topple the Salvadoran government in the same fashion
that Somoza had been overthrown 3 years earlier. To support the
attacks, the rebels had stockpiled 600 tons of weapons, most from
Soviet-bloc sources. [54]
With large-scale assistance from the Carter administration-
earlier cut off for the rape and murder of four U.S. churchwomen by
members of the National Guard-the government thwarted the "final
offensive"
but could not defeat the rebels or even gain the tactical initiative.
Until early 1984, the FMLN operated in large, conventional-style
units and continued to exercise partial control over regions of El
Salvador." [55]
Despite the inauspicious combination of a brutally
repressive government, incompetent and corrupt military, and an
insurgent movement growing in political and military skill, the
Reagan administration decided to "draw the line." El Salvador was
to be the indicator of the new administration's more active
containment of Third World communism.
[56]
A State Department special report called the insurgency in
El Salvador "a textbook case of indirect armed aggression by
Communist powers." [57]
Secretary of State Haig said, "our problem with El Salvador is
external intervention in the internal affairs of a sovereign nation in
this hemisphere-nothing more, nothing less ... the rebel activity, its
command, control, and direction, now is essentially in the hands of
external forces-Cuban, Nicaraguan, and, of course, indirectly,
Soviet." [58]
Focusing on Latin America was not a new twist in
American strategy. President Kennedy's efforts were directed
more at Latin America than Southeast Asia, and included the
Alliance for Progress and the inter-American military system.
[59]
This policy fell into disrepair when many Latin American
insurgencies petered out by the early 1970s. President Carter
further cut security assistance and training programs in the belief
that Latin armies were tools of repression. For President Reagan,
the communist threat to Latin America changed the strategic
calculus. [60]
When the administration decided to "draw the line" in El
Salvador, some elements in the U.S. military welcomed the chance
to try counterinsurgency again, this time tempered by the "lessons"
of Vietnam. According to an important report prepared by four Army
lieutenant colonels, "For the United States . . . El Salvador
represents an experiment, an attempt to reverse the record of
American failure in waging small wars, an effort to defeat an
insurgency by providing training and material support without
committing American troops to combat."
[61]
A healthy degree of realism and sense of constraint
flavored the new approach to counterinsurgency. But U.S. strategy
and doctrine still
reflected the basic assumption that paved the way for escalation in
Vietnam: Americans knew how to defeat Maoist "people's war," but
Third World regimes did not. Henry Kissinger's Bipartisan
Commission on Central America, for instance, distinguished
American-style "enlightened counter-insurgency" which stressed
the building of democracy and the encouragement of economic
and social development from the iron-fist approach favored by
Third World governments. [62] The essence of counterinsurgency support was thus
bringing "enlightenment" to American allies.
American military advisors were determined that El
Salvador would not become "another Vietnam." Armed with
"lessons" from Southeast Asia, Americans urged the El Salvador
Armed Forces (ESAF) to stress pacification, civil defense, and
population security-what was called the "other war' in Vietnam-
rather than the destruction of guerrilla units. The military, American
experts believed, should operate in small units with strict
constraints on the use of firepower. Since the support of the
population was the crux of counter-insurgency, military activities
should be subordinate to economic, political, and psychological
ones designed to augment the legitimacy of the government.
Equally important, the post-Vietnam counterinsurgency strategy
and doctrine stressed that the United States must not assume
control of the conflict.
The U.S.' post-Vietnam approach to counterinsurgency still
required making fundamental changes in the host nation's basic
social, economic, political, and military structures and beliefs, but
doing so with a limited American presence. The absolute crux of
U.S. counterinsurgency strategy, then, was finding ways to
encourage or force an allied government and elite to do things they
vehemently opposed. Improving the capability of the ESAF was not
enough. Salvadoran society had to be reformed, a just legal
system developed, right-wing political violence stopped, the military
submitted to civilian control, and the peasants given a better life.
U.S. policy then, sought to simultaneously strengthen the military
and promote democracy.
The primary tools were advice and assistance. The aid
was only a small portion of U.S. foreign assistance, but
staggering considering El Salvador's size. Military aid peaked
at $196.6 million in 1984, economic assistance at $462.9 million
in 1987. [63]
Michael J. Hennelly has calculated that from 1981 to 1992,
American assistance to El Salvador was about $1 million per
day--this for a country of 5.2 million people. [64]
American officials, both civilian and military, were
constantly frustrated at the difficulty they faced convincing
the Salvadorans to take the steps called for in the American
approach to counterinsurgency. It took a 1983 National
Campaign Plan--written with substantial assistance from
American General Fred F. Woerner--to focus the counter-
insurgency effort on winning popular support rather than
killing guerrillas. [65]
To that point, the Salvadoran military had largely used
"iron fist" techniques which indiscriminately eradicated
suspected insurgent supporters. The result was gruesome
massacres such as the 1981 destruction of the village of El
Mozote. [66]
In fact, human rights abuses by the military and "death
squads" of off-duty military and police posed the greatest
obstacle to the winning of popular approval by the
government. [67]
It also threatened American support on a number of
occasions and was the primary tool used by the FMLN in
building an extensive international patronage network
outside the Soviet bloc.
[68]
Serious improvement in the human rights situation
only came after a direct warning in 1983 from Vice President
Bush that continued death squad violence would lead to an
aid cutoff. [69]
Despite the persistence of human rights abuses and
the political skill of the FMLN, steady progress was made by
the counterinsurgents throughout the 1980s. By 1985, the
ESAF was competent enough that the FMLN reverted to
small unit, protracted warfare. Awash in American aid, the
ESAF grew from 10,000 soldiers at the beginning of the
insurgency to 56,000 in 1987.
[70]
Elite special units were formed and proved
particularly effective. But the most important changes were
political. With intense American pressure, the 1984
presidential elections won by Jose Napoleen Duarte were
the cleanest in El Salvador's history. By the end of the 1980s,
El Salvador was a democracy-albeit a fragile one, the ESAF a
reasonably proficient military force, and the FMLN stood little
chance of outright victory. Still, most analysts doubted that
anything better than stalemate would ensue.
Today, however, El Salvador is at least a qualified
success. January 1992 peace accords reintegrated the FMLN into
El Salvador's political life, and a number of former rebel political
and military leaders hold elected office or head political parties.
Joaquin Villalobos, one of the preeminent FMLN comandantes, has
rejected socialism and now leads a reformist, left-of-center political
movement. [71]
El Salvador is rapidly rebuilding war damage and the
economy is fragile, but growing. The third set of open presidential
elections took place in 1994. "In terms of US regional objectives,"
writes Victor Rosello, "El Salvador presently appears to be an
unqualified success."
[72]
But was it? If anything, the American experience in El
Salvador suggests that U.S. doctrine works against a particular
type of opponents, but only in conjunction with the appropriate
strategic framework. For future counterinsurgency strategy, El
Salvador had two important implications.
First, El Salvador showed the magnitude of the task when
applying the American concept of counterinsurgency. It can work,
but the political and economic costs are immense. El Salvador is a
small country close to the United States, but the United States
spent nearly $6 billion in assistance plus a tremendous amount of
political capital, time, and attention. [73]
Put simply, the extent of change necessary to prepare a
government for effective counterinsurgency is immense. It requires
not only changing institutions and procedures, but attitudes and
values. The final costs of consolidating counterinsurgency-of
making it permanent-are still not clear. The United States has lost
interest in El Salvador and is cutting assistance, but that nation's
program of reconstruction and reconciliation is not finished.
[74]
Second, El Salvador showed the serious constraints on
American leverage. The major tool was "conditionality" -- the
continuation of aid was made contingent on reforms, especially the
building of democracy and an end to death squad violence and
other human rights abuses. Phrased differently, U.S. policymakers
and diplomats had to convince the Salvadoran elite, particularly the
ESAF, that American aid was necessary
for success, but the aid would only continue if appropriate reforms
were made. The Reagan administration was able to pull this off
largely by a strategic version of the "good cop/bad cop" method of
influence. The administration expressed sympathy with the
predicament and difficulties of the elite and the ESAF leadership,
but reminded them that Congress--the "bad cop"--would cut off aid
without reform. Ironically, the end of the Cold War increased
American leverage because threats to cut off aid were suddenly
more credible. But, as Benjamin Schwarz points out, if U.S.
counterinsurgency strategy "proves most effective when vital
interests are not at stake, it will work best in situations that matter
least." [75]
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