by Don M. Snider
Several conclusions about the formulation of American national security strategy can be drawn from the experiences of these six reports, conclusions of process and substance that, perhaps, are arrived at uniquely from the NSC perspective. The first is obvious from the earlier discussions, but so
deeply pervades all else that I want to state it explicitly-there is no
real consensus today as to the appropriate grand strategy for the
United States. And, more important, this lack of consensus is due
far less to any type of constraint on strategic thinking than it is to
the fundamental value differences in our electorate, and the
resulting legacy of federal government divided between the political
parties and buffeted by the myriad of factions that effectively cross
party lines on separate issues. It is easy to agree with those
academics concerned that the dysfunctions of "divided
government' and "demosclerosis" [9]
increasingly preclude coherent strategic behavior on the part of our
nation. [10]
After all, grand strategy is really the idea of allocating
resources to create in both the short- and long-term various
instruments of power, instruments with which the nation then
provides for its defense and the furtherance of its alms in the world.
True, there have been extraordinary changes in the external
environment, and we won the Cold War. But to many, including
those working to formulate security strategy through this period of
intense change, the erosion of consensus on foreign policy was
apparent far earlier. One need look no further than the foreign and
economic assistance allocations from roughly 1984 onward, or the
endless clashes on modernization of strategic defenses, or the
constant tug of war on war powers and treaty obligations, or the
Reagan administration's attempts to buttress "aggressive
unilateralism" and the Clinton administration's short-lived attempt to
pursue "assertive multilateralism." And, as the Iran-Contra fiasco
showed to all, without a modicum of consensus there can be no
effective security strategy or policy.
This conclusion is stated first because it conditions those
that follow, and because it conditions one's expectations for the
specific mode of formulating national security strategy that is
discussed in this monograph. A Presidential strategy report can
never be more than it really is, a statement of preference
from the Executive Branch as to current, and perhaps future,
grand strategy. Given our government of shared powers, it
remains for a constructively adversarial process with the
Congress to refine that preferential strategy into one that has
any chance of being effective-one around which there can be
created domestic political consensus, and thus an allocation
of resources effective in creating instruments of national
power.
The second conclusion focuses on the function of
long-range planning, or strategic planning, which is the base
from which security strategy formulation must be built. Simply
stated, in my experience the Executive Branch does not do
long-range planning in a substantive or systematic manner. (I
make a sharp distinction between planning and
programming.)
To be sure, there are pockets of planning activity
within the "permanent' government of many departments and
agencies, particularly Defense and State. Some of this is
good, comprehensive planning from the perspective of that
particular agency. But it is devoid of the political dynamic
which can be provided only by the participation of those who
have won elections, which under our system of government
provides the authority to set future directions and pace in
security policy and strategy. Taken in the whole then,
particularly given the number of departments and agencies
within which there is little planning activity, I am comfortable
stating this conclusion in a stark form.
This paucity of strategic planning is well documented
in academic writings, particularly the memoirs of former
officials. And, the causes are well known to political
scientists.
In my own experience, two causes stand out. The
first is the limit of what is physically possible for elected
officials to do in any given amount of time. Long-range
planning and strategy formulation will always run a poor
second to the pressing combination of crisis management
and near-term policy planning and implementation.
There is seldom a week in which the NSC staff and the
planning staffs of the principal Cabinet officers are not fully
involved in either preparation for or clean-up after a
presidential trip, a summit, a visit by a head of state (or
government), or a major negotiation. And this is as it
should be; the maxim is true in diplomatic and political
activity at this level-if today is not cared for, tomorrow will not
arrive in a manageable form. Secondly, the pernicious effects
of divided government, manifest in micromanaging and
punitive legislation on the one hand and intractable
stonewalling and relentless drives for efficiency on the
other, preclude resources for permanent, long-range
planning staffs that could institutionalize such a process.
In place of a systematic approach to long-range or
strategic planning, what the Executive Branch does do, and
in some cases rather well, is episodic planning for particular
events. This is how one can describe the creation of each of
the published strategy reports-a focused, comprehensive
effort of some 4-6 months involving political leadership and
their permanent bureaucracies in the development of
common vision and purpose for the near-term future. The
often cited NSC-68 and PRM-10 reviews are historic
examples of other successful, but episodic, strategic
planning events. [12]
A more recent example is the Ikle-Wohlstetter
Commission of 1988. [13]
To be sure, in most cases these were incremental responses
to a rather consistent external security environment, made by
administrations, often new, that were stewards of a
consensus U.S. grand strategy. But the fact remains these
episodic events did produce in-depth reviews across the
range of interests and instruments of national power, and
resulted in much more than rhetorical change to the overall
strategy.
The relevant question now, it seems to me, given the
inherent constraints to systematic, long-range planning
noted above, is whether it is wise in the future to attempt
anything more than broad, but episodic, planning exercises
for the formulation of grand strategy. More specifically,
should the Executive attempt a new statement of grand
strategy every year? My own experience, reinforced by the
above historical examples, leads to the conclusion that
comprehensive strategy reviews should only be executed
twice during an administration's tenure, during the first and
third years to be presented early to each two-year session of
the Congress.
Further, if the pace of change in external events
subsides, a valid case could probably be made to conduct such a review
only once, during the first year of a new administration.
While the adoption of comprehensive strategy
reviews at set intervals would address one problem with the
coherent formulation of strategy, a much more formidable
constraint also is apparent from experiences, which is
offered as a third conclusion-the Executive Branch is not
well organized to accommodate the changing metrics of
national power, [14] particularly the
reascendancy of economic power in the formulation and
execution of future U.S. grand strategy.
[15]
This problem does not stem from a failure to
recognize and treat the economic element of power for what
it is, the long-term strength underpinning the other elements
of power. [16]
Rather it stems from a failure to agree on the
appropriate policies at the federal level to preserve that
essential power, policies that are in fact more domestic than
foreign in their impact. Toward the end of the Cold War, this
failure was manifest in several forms, notably the political
inability to deal effectively with the twin deficits of the 1980s.
They still are not addressed in a seriously compelling manner
early in the 1990s even though their root cause, a systemic
excess of national investment over savings, is well known.
Volumes have been written pinning the blame on both the
Executive and the Congress; and it appears there is quite
enough for both as neither has led the electorate to
understand the severity of the issues or otherwise to forge
consensus for resolution.
A second major contributor to the failure is the
complexity of recent arrangements for making economic
policy. At least five cabinet officials have a significant role
(Treasury, State, Defense, Commerce and the U.S. Trade
Representative). Integrating these responsibilities, until the
Clinton administration, has rested with three agencies within
the Executive Office of the President: the Economic Policy
Council, the National Security Council, and the Domestic
Policy Council. Advice comes from two more agencies: the
Off ice of Management and Budget and the Council of
Economic Advisors.
The integrated, coordinated use of economic
instruments of power, particularly in the context of regional
security strategies, was understandably difficult to achieve in
this organizational environment. Neither is it yet clear that the
approach of the Clinton administration, a new National Economic
Council co-equal to the National Security Council, will be any more
effective.
Beyond the problems of finding time to work on strategy
and finding someone to be in charge of economic policy, I conclude
that there is another shortcoming of a different nature in the current
process. The art of formulating strategy is that of combining the
various elements of power and relating them to the desired end-the
key is integration. This belief is derived as much from experience in
crisis management as in strategy formulation.
Too often, after a crisis was ongoing, it was clear that there
had been little prior coordination or integration of policy instruments
focused on a particular region or country before the crisis. Too
often the only effective instruments for immediate leverage were
military. In retrospect it was clear that if we had been pursuing a
well-documented and integrated strategic approach toward the
region or country in question, one in which the current policy
instruments drew from all elements of power, the ability for more
effective response would have been greatly enhanced.
Increasingly in this post-Cold War era, those ends toward
which we are developing a strategic approach are being defined at
the regional and subregional level. Even strategies for such
transnational issues as environmental security, terrorism and
narcotics trafficking focus at the subregional level for
implementation, as do many strategies for the use of economic
power. But planning for the effective integration of policy
instruments for the various regions and subregions remains
problematic.
Lastly, I conclude, contrary to some of what is contained in
this monograph, that we should not concentrate exclusively on
institutions and processes when discussing the development of
national security strategy. As I have seen so often, it is people who
really define the character of the institutions and who make the
processes what they are. Almost uniformly I have observed people
of intelligence and goodwill respond to the need to place national
interests above those of organization or person. This is not to
conclude, however, that all is well and
we can count on such people consistently overcoming the real
constraints on strategic thinking and behavior in our government.
Rather, it is to conclude that it is much too early for a cynical
approach to the on-going reformulation of America's role in the
world.
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