by Edward J. Drea
The GHQ SWPA Daily Summary no. 871, dated 9-10 August, summarized the
Aitape campaign as an exemplary use of counterenvelopment and exploitation of the Driniumor line to annihilate the 18th Army. It characterized the operation as "possibly unparalleled in the history of military maneuver over this type of terrain." The summary continued that this feat had been accomplished with "negligible loss to our units."
[1]
Viewed from the theater or army commander's perspective, the statement
probably was accurate, but overstated. Maneuver warfare, seen from the headquarters of these higher echelons, did produce a relatively bloodless victory.
MacArthur's bold, multiple invasions at Hollandia and Aitape were classic examples of a maneuver that forced his opponents to fight at places and times not of their choosing. At the so-called "sharp end" the price was paid in lives. Victory communiques aside, the men of the 112th Cavalry knew that they had won their part of the battle along the Driniumor, and they also understood in vivid personal terms that they paid a heavy price for victory. This dichotomous appreciation of the nature of the fighting may originate in the different perceptions of that operation at varying
levelsstrategic, operational, and tactical-of the Aitape campaign. An analysis of the components that characterized these respective levels may clarify areas of overlap and identify points of divergence in the strategic and tactical conduct of the Aitape operations.
In the strategic and operational contexts, Ultra-derived information about the state of the Japanese 18th Army influenced MacArthur's decision to leap to Hollandia and Aitape. MacArthur's staff also probably used the Ultra picture of weak Japanese defenses to convince the Joint Chiefs of Staff that the element of risk, while always present in a combat operation, had been minimized by the detailed Allied knowledge of the exact Japanese dispositions along the northern New Guinea coastline. In short, Ultra
helped to persuade the Joint Chiefs of Staff to approve MacArthur's plan. Ultra also confirmed the success of the Allied deception plan and was instrumental in the destruction of 4th Air Army. These events insured that no substantial Japanese forces would turn the invasion beaches into bloody deathtraps for the Americans.
Despite these successes, SWPA's analysis and interpretation of Ultra, in
conjunction with other sources of intelligence (POWs, captured documents, patrol reports) was ultimately flawed. SWPA's preconception of potential Japanese courses of action, its projection of American rationales and intentions on the enemy, and its interpretation that the Japanese intended to attack both the center and flank of the Driniumor covering force affected operational deployments. These dispositions, in turn, facilitated 18th Army's breakthrough on 10-11 July and drastically altered the tactical
shape of the Driniumor battle.
It is important to distinguish Ultra's operational role from the tactical dimension of battle. At the small unit level (generally division and below), Ultra never was expected to contribute significantly to the actual fighting, because it was usually not timely enough to influence a tactical engagement, and the perishable nature of the lower level unit
communications normally rendered them irrelevant within a few hours of transmission. Furthermore, in most cases, protection of the source of Ultra took precedence over temporary tactical advantages. Except in the broadest terms as a yardstick for operational deployments, Ultra was irrelevant to the tactical dispositions. It was, simply put, primarily a strategic and occasionally an operational weapon. During that phase of the Aitape campaign, Ultra was invaluable in guiding General Krueger to set his defenses, to reinforce his troops, and to build a base from which to destroy 18th Army. Ultra was a two-edged sword, and in several instances, Krueger's actions appear driven by Ultra to the exclusion of other relevant tactical, geographical, and sometimes even operational considerations.
The decision to relieve the 163d regimental commander comes to mind as does Krueger's replacement of General Martin following the Japanese breakthrough of 10-11 July. Krueger was impatient with the 163d commander's progress, because he knew that no strong Japanese opposition lurked in the jungles, but this was a luxury the regimental commander was not privileged to enjoy. Martin's relief may have been hastened by Krueger's misunderstanding of the battle based on an intelligence appreciation, not a
tactical one. In one sense, Martin became the scapegoat for failing to prevent the Japanese breakthrough. Yet Generals Krueger and Hall had insisted, contrary to Martin's advice, that Martin release his reserves to provide troops for the reconnaissance in force.
The decision to develop the battle early backfired. One may surely ask whether, if Krueger had known less about his opponent's circumstances, he would have acted so aggressively, especially when the original mission of Persecution Task Force was to protect-defend-the Aitape perimeter. The accolades Ultra received must be accepted then with significant reservations.
The 25 June intercept provides a case in point. This message, which provided specific tactical-level details of a Japanese attack, was the result of a complex process of decryption, translation, analysis, and dissemination, involving hundreds of people. Without the time-consuming process to place the intercept in context, Ultra was meaningless. It was the recognition of this accomplishment that led Central Bureau to proclaim, "never has a commander gone into battle knowing as much about the enemy as the Allied commander at Aitape on 10-11 July 1944." [2]
The assertion conveniently ignores the fact that Central Bureau never intercepted the actual Japanese attack order. Moreover, if the Allied commander knew so much about his enemy, why did he remove his reserves the evening of the Japanese attack? Why did General Willoughby, the very day of 18th Army's offensive, report that the attack probably had been postponed? These questions await definitive answers.
So a brilliant example of maneuver warfare at the operational level degenerated at the tactical level into an unimaginative application of orthodox doctrine-attempted envelopments, large-scale flanking maneuvers, reconnaissance in force-in murderous terrain. The Japanese operations were at least equally conventional, probably more so.
The jungle terrain favored small unit tactics. Both army commanders, however, resorted to conventional doctrine as if it were possible to maneuver large formations intact through the bush. The tactics of the campaign may be seen more as an ad hoc response to particular circumstances than as a logical development of doctrinal thought. A glance at the U.S. Army's Jungle Warfare manuals for 1941 and 1944 reinforces that melancholy observation. [3]
Conventional armies applied orthodox, staff school tactics regardless of the terrain. Neither army had a sophisticated doctrine for jungle warfare, so the fighters--that is, the combat soldiers--had to create a doctrine that evolved in the course of the fighting. Within the general principles of offense, defense, reconnaissance, and so forth, the 112th Cavalry did improvise procedures, tactics, and standard operating procedures. The Army Ground Forces Observer Reports were also helpful because they stimulated thought within the regiment about the conclusions cavalrymen had reached from their firsthand experience. Because of its success in the Pacific, the U.S. Army perhaps thought that it had an effective jungle warfare doctrine, but it failed to recognize the smallest cog in that doctrine-the infantryman and his vital role-and instead concentrated on firepower, especially artillery, to engage the enemy.*
Instead of adapting American tactics to the environment to achieve victory, American commanders won by adapting the environment to their tactics. The jungle was not just wooded terrain writ large. It was a totally different physical environment that required almost all a man's energy and determination just to survive its rigors. That these men would turn from existing to fighting is probably more attributable to a primordial urge for survival than sound doctrine and leadership.
From the perspective of the combat soldier, it is easy to criticize the staffs at division and corps levels for insensitivity, lack of realism, and outright stupidity. The simple truth is that without the centralized direction the staff provided (as divorced from reality as it unfortunately sometimes became in the confusion of battle), platoons and companies would just mill around purposelessly in the jungle thicket. Without the coercive power of staff orders, it is doubtful that the understandably reluctant combat troops would move forward of their own volition against a dangerous, armed foe. And, at least at Aitape, to a surprising extent, the personalities of the higher commanders who
issued the orders impressed themselves on the conduct of the battle.
Both opposing commanders ignored advice from line units-Krueger by his
reconnaissance in force and Adachi by his shift of the 41st Division to attack Afua. The mission of Persecution Task Force was to defend Aitape; that of 18th Army, to attack Aitape. General Krueger with his Ultra knowledge changed defense to preemptive attack,
apparently, because he perceived Aitape as a sideshow to be concluded as expeditiously as possible in order that he might move on to a more important theater of operations, namely the Philippines. Krueger reacted to changing strategic considerations-particularly the strategic debate between MacArthur and Nimitz concerning future operations against either Formosa or the Philippines-and pressured his subordinate commanders to conclude the campaign promptly. Although his methods may seem overbearing to some, tactics is the handmaiden of strategy. Without a coherent strategy, the best tactics cannot produce overall victory. Yet a sound strategy can capitalize on conventional tactics. MacArthur's imaginative strategy exploited 6th Army's orthodox tactics to the greatest extent possible.
Krueger's reconnaissance in force, conducted to "develop the battle," is entirely out of keeping with his otherwise methodical and plodding generalship, which almost cost him his career in the Philippines.
[4]
General Cunningham preferred to stand on the defensive and await Japanese onslaughts, always fearful that his vulnerable position was about to be outflanked. General Hall apparently believed tactics could be universally applied, as his textbook envelopment, totally misplaced in the jungles, revealed. Their common opponent, General Adachi, put his faith in the intangibles of battle, and his operational orders and tactical assault formations were uninspired and, as the battle continued, inflexible. To
achieve victory, Adachi's tactics had to be exceptional to compensate for 18th Army's shortcomings. His operational plans suggest that his North China perspective did not accommodate itself to the drastically altered conditions of jungle combat. Adachi, like his American counterparts, had been trained to fight one type of way, but told to fight an entirely different one.
These judgments must be understood in the human dimension of leadership.
The general officers applied their accumulated military wisdom in accordance with doctrine and experience. They were conventional, not
exceptional, battlefield leaders. Officers like Krueger, Hall, Gill, Martin, and Cunningham did nothing spectacular, but they won battles, campaigns, and ultimately the Pacific War with their methodical, almost abstract, style of leadership. [5]
They were soldiers who understood the basic principles of warfare and applied them in battle.
At the lowest stratum was the combat soldier, and the tactics that both sides used were more conventional than innovative. It is true that there were successful ambushes, but the usual firefight-if there is such a thingwitnessed American infantrymen pulling back and calling for artillery fire to saturate the suspected Japanese positions. After the bombardment, the Americans cautiously advanced to count the dead.
[6]
It was methodical and calculated small unit tactics. One must also recognize the important psychological benefits on the morale of combat troops from just hearing the sound of friendly artillery. Perhaps these tactics were appropriate to the nature of the original defensive mission, because everyone vaguely realized that 18th Army had to attack or wither away.
The de facto change of mission and pressure from above to wrap up the
campaign demonstrated the limitations of such orthodox tactical concepts. It should be remembered that the presence of many brave men and a few heroic ones who were willing to lead in such conditions made stereotyped tactics work. That the Japanese accommodated the Americans by charging in dense ranks straight into American guns speaks poorly of Japanese tactical innovation. The original Japanese attack on a narrow front did consider the jungle terrain. Adachi's subsequent enveloping maneuver treated
the jungle as if it did not exist.
The only time that the Japanese seemed unconventional was after dark, and that was in part because the Americans simply ceased military operations after nightfall, thus surrendering the night to the enemy. Conversely, Japanese infantry doctrine stressed night training and operations. By daylight reconnaissance and trail marking, they marked passages for nighttime movement. The Japanese had been trained to operate at night, and they did. But despite all their emphasis on night training, the Japanese found night fighting extremely difficult to coordinate.
Nonetheless, the Americans never seemed to adapt and take advantage of
Japanese errors. The 112th Cavalry's one night march of the campaign, the retreat from the Driniumor, nearly resulted in mob chaos. But was this a deficiency of the infantrymen and cavalrymen along the Driniumor or a basic failure of the U.S. Army to emphasize practical night combat training? After the Papua campaign, the 32d Infantry Division refitted and retrained in Australia. According to their training table, the division stressed night operations. But these lessons were not applied extensively along the
Driniumor. It does appear that the 32d Division and the 112th Cavalry closed down at night.
In the jungle combat, the troop and squadron commanders of the 112th Cavalry placed great reliance on the qualities and initiative of junior officers to lead patrols, to lead attacks, to supervise their men, and to scout-all desirable achievements. Yet they recognized that they overburdened these young officers with too many tasks in the oppressive climate.
[7]
A glance at the casualty figures demonstrates clearly enough that the junior officers of the 112th shared the dangers of combat with their men. In most cases, they led, but the cumulative burden of responsibility, fatigue, and combat used them up at a fast rate.
The casualty returns of the 112th's Driniumor battle provide much area for speculation. Overall, approximately 320 cavalrymen were killed, wounded, or missing, [8]
and the Americans claimed to have killed 1,604 Japanese, an exchange ratio of roughly 1:5 in terms of gross casualties. Until I August, however, the exchange ratio was about 1:1.5 or 1:2 in the cavalrymen's favor, after which it skyrocketed to 1:8, coincidentally with the Japanese massed frontal attacks against the 112th in early August. Yet, it is difficult to determine with any exactitude a turning point on the Driniumor.
Rather, it was a grinding battle of attrition, the ironic ending to a classic example of maneuver warfare. In any case, it was certainly easier to kill men whose formations were disorganized and whose army was breaking apart than to kill them when their organization was intact and functional, despite one side's overpowering materiel superiority. This, of course, harks back to the theories of the nineteenth century French
military theorist Ardant DuPicq.
The matter of casualties from friendly fire is unsettling. At least 27, and possibly 35, of the 112th's approximately 320 casualties were victims of friendly fire, or 9 to 10.5 percent. The discouraging feature of these statistics is that they may actually be lower than a commander should expect in jungle combat. A detailed study of U.S. Army casualties on BougainvilleNew Georgia and Burma showed that in the first instance, 66 of 393 total casualties "were due to the fire of their own troops. In the former 15.7 percent of the dead and in Burma 16 percent were due to our own fire." [9]
This report also stated that carelessness, poor discipline, lack of leadership and judgment, and poor dissemination of information all contributed to the problem. Yet, this same report recognized from empirical data that veteran troops did perform better in combat because they could recognize and react to the stimuli of battle. Perhaps the
cumulative effects of a protracted combat situation-not only the actual fighting but also all the other functions required to make combat possible (marching, preparing defenses,
organizing attacks, resupplying, eating, personal hygiene, even resting)-drained the body and spirit. The results of such aggregate weariness possibly were the lethal mistakes of friendly fire.
[10]
The final casualty account should be understood in the context of the overall campaign. There were slightly more than 55,000 Allied troops, mostly Americans, at Aitape. Among these troops perhaps twelve infantry battalion
equivalent size units bore the brunt of the fighting.*
Incomplete statistics are naturally suspect, so the following calculations must be regarded as only very rough approximations. By 1943 a U.S. infantry battalion had an authorized strength of 871 officers and men. Ordinarily, the companies in a rifle battalion were under authorized strength, while the headquarters, service, and supporting units
were generally overstrength. [11]
The 112th Cavalry went to Aitape understrength, with about 85 percent of its complement. The 128th Infantry Regiment had only 77 percent of its assigned officers and 85 percent of its men. The 127th Infantry had 77 percent of its assigned officers, but
92 percent of its men. If these figures can be extrapolated to give a 90 percent authorized strength, a conservatively high figure, a rifle battalion could muster 784 men. Assuming an above authorized strength in headquarters units, one might expect about 175 men in a rifle company (525 per battalion) and another 145 men in a weapons company, or 670 total.**
These were the few who actually fought against the Japanese, meaning that perhaps 8,000 of the 55,000 present were engaged in combat, although normally not simultaneously. Again assuming that most casualties occurred in the fighters' ranks (3,010 total battlefield casualties), the result is about a 37 percent casualty rate or above the rule of thumb of 33 percent, which in theory renders a unit unfit for further combat. The figure may seem high, but on the average in fifty-seven U.S. infantry divisions,
infantrymen suffered 94.7 percent of division casualties, while they had only 68.5 percent of the authorized strength. Put differently, representing only 14 percent of the U.S. Army overseas, the infantry received 70 percent of the cumulative battle casualties. [12]
These figures reinforce the bleak conclusion already enunciated by John Ellis: most fighting in World War II was done by a remarkably small proportion of troops, whose casualties were very high. Nowhere was this more evident than in the six line troops, whose total strength was 665 on 9 August compared with 913 officers and men present on 1 July. On 9 August, Troop A counted only 78 men and 6 officers present for duty;
Troop C, 98 and 8, respectively. Not all the absentees were battlefield casualties, because many troops were ill with malaria or related tropical diseases. Altogether the line troops were at 66 percent TO&E strength, whereas on 1 July they had nearly 90 percent of their assigned complement. [13]
If this pattern is indeed a trend, planners of future battles must concern themselves with the enormous implications for medical services, replacements, and the ability to fight a sustained land battle in a much more intensive and deadly modern battlefield.
[14]
This study began with a discussion of the strategic-operational and tactical dichotomy. To return to that originally posed concept, while the levels of warfare are de facto interrelated, the relationship is exceedingly complex. The symbols for corps and divisions moved forward or backward across a map with amazing ease and clarity. Yet, in-depth study of battle reveals that the individuals who form those masses rarely achieve any goal without enormous effort and sacrifice. Small unit combat operations, like the covering force action along the Driniumor, provide the factual details that aid in the identification of the complicated and ofttimes fragile bonds between and among various echelons of combat organizations.
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